As noted before, it is fairly easy to get the operational behavior of isolate
with just callcc
and throw
, but establishing the right space behavior is trickier. Here, we show how to start from the obvious, but inefficient, implementation of isolate
using only callcc
and throw
, and 'derive' an equivalent, but more efficient, implementation of isolate
using MLton’s primitive stack capture and copy operations. This isn’t a formal derivation, as we are not formally showing the equivalence of the programs (though I believe that they are all equivalent, modulo the space behavior).
Here is a direct implementation of isolate using only callcc
and throw
:
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
callcc
(fn k1 =>
let
val x = callcc (fn k2 => throw (k1, k2))
val _ = (f x ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
in
raise Fail "MLton.Cont.isolate: return from (wrapped) func"
end)
We use the standard nested callcc
trick to return a continuation that is ready to receive an argument, execute the isolated function, and exit the program. Both Exit.topLevelSuffix
and MLtonExn.topLevelHandler
will terminate the program.
Throwing to an isolated function will execute the function in a 'semantically' empty context, in the sense that we never re-execute the 'original' continuation of the call to isolate (i.e., the context that was in place at the time isolate
was called). However, we assume that the compiler isn’t able to recognize that the 'original' continuation is unused; for example, while we (the programmer) know that Exit.topLevelSuffix
and MLtonExn.topLevelHandler
will terminate the program, the compiler may only see opaque calls to unknown foreign-functions. So, that original continuation (in its entirety) is part of the continuation returned by isolate
and throwing to the continuation returned by isolate
will execute f x
(with the exit wrapper) in the context of that original continuation. Thus, the garbage collector will retain everything reachable from that original continuation during the evaluation of f x
, even though it is 'semantically' garbage.
Note that this space-leak is independent of the implementation of continuations (it arises in both MLton’s stack copying implementation of continuations and would arise in SML/NJ’s CPS-translation implementation); we are only assuming that the implementation can’t 'see' the program termination, and so must retain the original continuation (and anything reachable from it).
So, we need an 'empty' continuation in which to execute f x
. (No surprise there, as that is the written description of isolate
.) To do this, we capture a top-level continuation and throw to that in order to execute f x
:
local
val base: (unit -> unit) t =
callcc
(fn k1 =>
let
val th = callcc (fn k2 => throw (k1, k2))
val _ = (th () ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
in
raise Fail "MLton.Cont.isolate: return from (wrapped) func"
end)
in
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
callcc
(fn k1 =>
let
val x = callcc (fn k2 => throw (k1, k2))
in
throw (base, fn () => f x)
end)
end
We presume that base
is evaluated 'early' in the program. There is a subtlety here, because one needs to believe that this base
continuation (which technically corresponds to the entire rest of the program evaluation) 'works' as an empty context; in particular, we want it to be the case that executing f x
in the base
context retains less space than executing f x
in the context in place at the call to isolate
(as occurred in the previous implementation of isolate
). This isn’t particularly easy to believe if one takes a normal substitution-based operational semantics, because it seems that the context captured and bound to base
is arbitrarily large. However, this context is mostly unevaluated code; the only heap-allocated values that are reachable from it are those that were evaluated before the evaluation of base
(and used in the program after the evaluation of base
). Assuming that base
is evaluated 'early' in the program, we conclude that there are few heap-allocated values reachable from its continuation. In contrast, the previous implementation of isolate
could capture a context that has many heap-allocated values reachable from it (because we could evaluate isolate f
'late' in the program and 'deep' in a call stack), which would all remain reachable during the evaluation of
f x
. [We’ll return to this point later, as it is taking a slightly MLton-esque view of the evaluation of a program, and may not apply as strongly to other implementations (e.g., SML/NJ).]
Now, once we throw to base
and begin executing f x
, only the heap-allocated values reachable from f
and x
and the few heap-allocated values reachable from base
are retained by the garbage collector. So, it seems that base
'works' as an empty context.
But, what about the continuation returned from isolate f
? Note that the continuation returned by isolate
is one that receives an argument x
and then
throws to base
to evaluate f x
. If we used a CPS-translation implementation (and assume sufficient beta-contractions to eliminate administrative redexes), then the original continuation passed to isolate
(i.e., the continuation bound to k1
) will not be free in the continuation returned by isolate f
. Rather, the only free variables in the continuation returned by isolate f
will be base
and f
, so the only heap-allocated values reachable from the continuation returned by isolate f
will be those values reachable from base
(assumed to be few) and those values reachable from f
(necessary in order to execute f
at some later point).
But, MLton doesn’t use a CPS-translation implementation. Rather, at each call to callcc
in the body of isolate
, MLton will copy the current execution stack. Thus, k2
(the continuation returned by isolate f
) will include execution stack at the time of the call to isolate f
— that is, it will include the 'original' continuation of the call to isolate f
. Thus, the heap-allocated values reachable from the continuation returned by isolate f
will include those values reachable from base
, those values reachable from f
, and those values reachable from the original continuation of the call to isolate f
. So, just holding on to the continuation returned by isolate f
will retain all of the heap-allocated values live at the time isolate f
was called. This leaks space, since, 'semantically', the
continuation returned by isolate f
only needs the heap-allocated values reachable from f
(and base
).
In practice, this probably isn’t a significant issue. A common use of isolate
is implement abort
:
fun abort th = throw (isolate th, ())
The continuation returned by isolate th
is dead immediately after being thrown to — the continuation isn’t retained, so neither is the 'semantic'
garbage it would have retained.
But, it is easy enough to 'move' onto the 'empty' context base
the capturing of the context that we want to be returned by isolate f
:
local
val base: (unit -> unit) t =
callcc
(fn k1 =>
let
val th = callcc (fn k2 => throw (k1, k2))
val _ = (th () ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
in
raise Fail "MLton.Cont.isolate: return from (wrapped) func"
end)
in
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
callcc
(fn k1 =>
throw (base, fn () =>
let
val x = callcc (fn k2 => throw (k1, k2))
in
throw (base, fn () => f x)
end))
end
This implementation now has the right space behavior; the continuation returned by isolate f
will only retain the heap-allocated values reachable from f
and from base
. (Technically, the continuation will retain two copies of the stack that was in place at the time base
was evaluated, but we are assuming that that stack small.)
One minor inefficiency of this implementation (given MLton’s implementation of continuations) is that every callcc
and throw
entails copying a stack (albeit, some of them are small). We can avoid this in the evaluation of base
by using a reference cell, because base
is evaluated at the top-level:
local
val base: (unit -> unit) option t =
let
val baseRef: (unit -> unit) option t option ref = ref NONE
val th = callcc (fn k => (base := SOME k; NONE))
in
case th of
NONE => (case !baseRef of
NONE => raise Fail "MLton.Cont.isolate: missing base"
| SOME base => base)
| SOME th => let
val _ = (th () ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
in
raise Fail "MLton.Cont.isolate: return from (wrapped)
func"
end
end
in
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
callcc
(fn k1 =>
throw (base, SOME (fn () =>
let
val x = callcc (fn k2 => throw (k1, k2))
in
throw (base, SOME (fn () => f x))
end)))
end
Now, to evaluate base
, we only copy the stack once (instead of 3 times). Because we don’t have a dummy continuation around to initialize the reference cell, the reference cell holds a continuation option
. To distinguish between the original evaluation of base
(when we want to return the continuation) and the subsequent evaluations of base
(when we want to evaluate a thunk), we capture a (unit -> unit) option
continuation.
This seems to be as far as we can go without exploiting the concrete implementation of continuations in MLtonCont. Examining the implementation, we note that the type of continuations is given by
type 'a t = (unit -> 'a) -> unit
and the implementation of throw
is given by
fun ('a, 'b) throw' (k: 'a t, v: unit -> 'a): 'b =
(k v; raise Fail "MLton.Cont.throw': return from continuation")
fun ('a, 'b) throw (k: 'a t, v: 'a): 'b = throw' (k, fn () => v)
Suffice to say, a continuation is simply a function that accepts a thunk to yield the thrown value and the body of the function performs the actual throw. Using this knowledge, we can create a dummy continuation to initialize baseRef
and greatly simplify the body of isolate
:
local
val base: (unit -> unit) option t =
let
val baseRef: (unit -> unit) option t ref =
ref (fn _ => raise Fail "MLton.Cont.isolate: missing base")
val th = callcc (fn k => (baseRef := k; NONE))
in
case th of
NONE => !baseRef
| SOME th => let
val _ = (th () ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
in
raise Fail "MLton.Cont.isolate: return from (wrapped)
func"
end
end
in
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
fn (v: unit -> 'a) =>
throw (base, SOME (f o v))
end
Note that this implementation of isolate
makes it clear that the continuation returned by isolate f
only retains the heap-allocated values reachable from f
and base
. It also retains only one copy of the stack that was in place at the time base
was evaluated. Finally, it completely avoids making any copies of the stack that is in place at the time isolate f
is evaluated; indeed, isolate f
is a constant-time operation.
Next, suppose we limited ourselves to capturing unit
continuations with callcc
. We can’t pass the thunk to be evaluated in the 'empty' context directly, but we can use a reference cell.
local
val thRef: (unit -> unit) option ref = ref NONE
val base: unit t =
let
val baseRef: unit t ref =
ref (fn _ => raise Fail "MLton.Cont.isolate: missing base")
val () = callcc (fn k => baseRef := k)
in
case !thRef of
NONE => !baseRef
| SOME th =>
let
val _ = thRef := NONE
val _ = (th () ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
in
raise Fail "MLton.Cont.isolate: return from (wrapped) func"
end
end
in
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
fn (v: unit -> 'a) =>
let
val () = thRef := SOME (f o v)
in
throw (base, ())
end
end
Note that it is important to set thRef
to NONE
before evaluating the thunk, so that the garbage collector doesn’t retain all the heap-allocated values reachable from f
and v
during the evaluation of f (v ())
. This is because thRef
is still live during the evaluation of the thunk; in particular, it was allocated before the evaluation of base
(and used after), and so is retained by continuation on which the thunk is evaluated.
This implementation can be easily adapted to use MLton’s primitive stack copying operations.
local
val thRef: (unit -> unit) option ref = ref NONE
val base: Thread.preThread =
let
val () = Thread.copyCurrent ()
in
case !thRef of
NONE => Thread.savedPre ()
| SOME th =>
let
val () = thRef := NONE
val _ = (th () ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
in
raise Fail "MLton.Cont.isolate: return from (wrapped) func"
end
end
in
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
fn (v: unit -> 'a) =>
let
val () = thRef := SOME (f o v)
val new = Thread.copy base
in
Thread.switchTo new
end
end
In essence, Thread.copyCurrent
copies the current execution stack and stores it in an implicit reference cell in the runtime system, which is fetchable with Thread.savedPre
. When we are ready to throw to the isolated function, Thread.copy
copies the saved execution stack (because the stack is modified in place during execution, we need to retain a pristine copy in case the isolated function itself throws to other isolated functions) and Thread.switchTo
abandons the current execution stack, installing the newly copied execution stack.
The actual implementation of MLton.Cont.isolate
simply adds some Thread.atomicBegin
and Thread.atomicEnd
commands, which effectively protect the global thRef
and accommodate the fact that Thread.switchTo
does an implicit Thread.atomicEnd
(used for leaving a signal handler thread).
local
val thRef: (unit -> unit) option ref = ref NONE
val base: Thread.preThread =
let
val () = Thread.copyCurrent ()
in
case !thRef of
NONE => Thread.savedPre ()
| SOME th =>
let
val () = thRef := NONE
val _ = MLton.atomicEnd (* Match 1 *)
val _ = (th () ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
in
raise Fail "MLton.Cont.isolate: return from (wrapped) func"
end
end
in
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
fn (v: unit -> 'a) =>
let
val _ = MLton.atomicBegin (* Match 1 *)
val () = thRef := SOME (f o v)
val new = Thread.copy base
val _ = MLton.atomicBegin (* Match 2 *)
in
Thread.switchTo new (* Match 2 *)
end
end
It is perhaps interesting to note that the above implementation was originally 'derived' by specializing implementations of the MLtonThread new
, prepare
, and switch
functions as if their only use was in the following implementation of isolate
:
val isolate: ('a -> unit) -> 'a t =
fn (f: 'a -> unit) =>
fn (v: unit -> 'a) =>
let
val th = (f (v ()) ; Exit.topLevelSuffix ())
handle exn => MLtonExn.topLevelHandler exn
val t = MLton.Thread.prepare (MLton.Thread.new th, ())
in
MLton.Thread.switch (fn _ => t)
end
It was pleasant to discover that it could equally well be 'derived' starting from the callcc
and throw
implementation.
As a final comment, we noted that the degree to which the context of base
could be considered 'empty' (i.e., retaining few heap-allocated values) depended upon a slightly MLton-esque view. In particular, MLton does not heap allocate executable code. So, although the base
context keeps a lot of unevaluated code 'live', such code is not heap allocated. In a system like SML/NJ, that does heap allocate executable code, one might want it to be the case that after throwing to an isolated function, the garbage collector retains only the code necessary to evaluate the function, and not any code that was necessary to evaluate the base
context.